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Draft November 1, 1999 ACKNOWLEDGMENTS
A Note on Methodology and Sources This paper updates an original report written by Ross & Associates in 1993, entitled Virtual Elimination Pilot Project: Mercury Sources and Regulations. The analytical framework and organization remain largely the same, with a few notable changes. First, this paper adds a section on the global mercury reservoir as a source of mercury deposition, to incorporate new knowledge derived from scientific research published since 1993 on the behavior of mercury in the environment, especially the cycling of mercury from the oceans to the atmosphere, and its retention, chemical transformation, and long-range transport. A corresponding section on international regulations has also been included. Second, the original paper's focus on the regulations and data sources for Great Lakes States has been broadened to capture a national picture of States' activities. In part, this is made possible by several other EPA publications and documents, whose contents have been liberally employed in this paper. Foremost is the 1997 Mercury Study Report to Congress, an exhaustive review of every environmental aspect of mercury. This 9-volume report has numerous charts and diagrams, and extensive references for those interested in detailed information on mercury. EPA's Mercury National Action Plan, the United States Status Report on Mercury, and the Mercury Products Study by John Gilkeson of the Minnesota Pollution Control Agency were also extremely helpful. Other references include a 1997 report done by the Swedish National Chemicals Inspectorate (KEMI), Mercury in Products - a source of transboundary pollutant transport. For a full list of sources see Appendix G, Bibliography. Finally, this paper does not distinguish between different types of mercury in its discussion of sources. The scientific literature emphasizes the significant behavioral differences among elemental mercury, ionic mercury, and organic and inorganic mercury compounds, in terms of accumulation in the aquatic food chain, atmospheric and oceanic residence times (the former greatly influencing long-range transport), and rates and forms of deposition. However, available source data do not specify the forms of mercury emitted from sources. Current scientific research will improve understanding of this issue in the years to come.
Binational Toxics Strategy - Draft November 1, 1999
Mercury enters our lives more frequently than we may imagine. It may be in the fluorescent lights in our office, in old cans of latex paint, in our batteries, in our dental fillings, and numerous other sources. In the United States manufacturers used an estimated 381 tons of mercury in 1997, in products or in manufacturing processes. A naturally-occurring element, mercury's value in numerous industrial processes was discovered centuries ago. Over time, however, we have discovered that mercury is a potent neurotoxin, particularly in the organic, methylmercury, form, capable of impairing neurological development in fetuses and young children and damaging the central nervous system of adults. People are most likely to be exposed to harmful quantities of mercury through consumption of fish contaminated with methylmercury. Exposure to elemental mercury vapor in indoor air can also cause serious harm.(1) Fish consumption advisories throughout Great Lakes water bodies testify to the health risks caused by mercury present in the Great Lakes ecosystem. Mercury contamination is the most frequent basis for fish advisories issued by States or Tribes, represented in 60 percent of all water bodies with advisories. Thirty-nine states have issued fish consumption advisories in one or more water bodies, and ten States have issued statewide mercury advisories.(2 & 3) The Great Lakes Binational Toxics Strategy, signed by Canada and the United States in April 1997, is an effort to reduce mercury and other persistent toxic substances in the Great Lakes. The Strategy sets a goal of virtual elimination of mercury from the Great Lakes Basin, with a U.S. challenge of 50 percent reductions nationwide in the use and release of mercury by 2006, and a Canadian challenge of 90 percent reduction in release of mercury in the Great Lakes basin by 2000. It creates a four-step process for each pollutant it addresses. Step one is information gathering about sources and uses; step two is analysis of current regulations, initiatives and programs which manage or control the pollutant; step three is identification of cost-effective options to achieve further reductions, and step four is implementation of actions towards the goal of virtual elimination. This report documents steps one and two, relating to sources and regulations of mercury in the United States. When released to the environment inorganic mercury can be converted to methylmercury. Most environmental releases of mercury are inorganic, either in the elemental or ionic form. Most emissions of ionic mercury deposit within the region of the source, while elemental mercury enters a global atmospheric reservoir where it can remain for approximately one year, potentially traveling long distances.(4) In the environment, these forms of mercury can be converted to methylmercury, which can bioaccumulate and can reach dangerous levels in fish at the top of the aquatic food chain. Mercury does not degrade and is not destroyed by combustion. Although the global mercury cycle is imperfectly understood, scientists have reached consensus on important aspects of the behavior of mercury in the environment. Mercury cycles extensively between soils, the atmosphere, and surface waters. Scientists believe that atmospheric deposition of mercury emitted into the air by combustion, incineration, or manufacturing processes, contributes a large portion of the mercury found in waters and soils. In Minnesota, researchers estimated that in 1995, direct industrial discharges of mercury to surface water contributed only 1 to 2 percent of the mercury load to surface waters, while atmospheric deposition was responsible for 98 percent.(5) Mercury also has a long retention time in sediments and soils, and so may continue to be released from such depositions to surface waters and the atmosphere for long periods of time, possibly hundreds of years.(6) Mercury emissions come from natural sources including marine and aquatic environments, as well as volcanic and geothermal activity. However, recent studies suggest that anthropogenic sources contribute the majority of mercury releases, and that the total atmospheric mercury burden has increased by a factor of between 2 and 5 since the beginning of the industrial age. Human activity has thus increased the amount of mercury circulating globally, the global mercury reservoir. Approximately one-third of total current global mercury emissions are thought to cycle from the oceans to the atmosphere and back, but it is believed that much less than 50 percent of the oceanic emission is from mercury originally mobilized by natural sources.(7) Recycling of mercury at the earth's surface, especially from the oceans, extends the influence and active lifetime of anthropogenic mercury releases. One study conservatively estimates that if all anthropogenic emissions ceased, it would take 15 years for mercury reservoirs in the oceans and the atmosphere to return to pre-industrial conditions. Others have estimated it could take much longer.(8) Like global climate change and acid rain, therefore, mercury is a long-term, international concern that has disparate regional impacts. Mercury vapor in the atmosphere disperses widely, and can travel thousands of miles. However, in general, atmospheric deposition is higher in areas closer to emissions sources, and in those with greater annual precipitation. The 1997 Mercury Report to Congress (MRC) predicts the highest deposition rates in the United States to occur in the Great Lakes Basin, the Ohio River Valley, the Northeast and scattered areas in the South, with the Miami and Tampa areas experiencing the greatest mercury deposition. The MRC used pollution fate and transport modeling to assess whether mercury deposition within the United States can be attributed primarily to anthropogenic U.S. sources, or to natural and foreign sources. The MRC estimated that, in 1995, of the total global annual input of 5,500 tons of mercury to the atmosphere from all sources, natural and anthropogenic, U.S. anthropogenic emissions contributed about 3 percent, or 158 tons. Of these, about one-third (~ 52 tons) are deposited in the lower 48 States, while the remaining two-thirds (~107 tons) diffuse beyond U.S. borders into the global reservoir.(9) The U.S. also receives mercury deposition from the global reservoir, calculated at about 35 tons in 1995.(10) Thus, U.S. anthropogenic emissions account for an estimated 60 percent of deposition in the United States, with remaining 40 percent attributed to the global reservoir. It is likely that reductions in emissions from incinerators since 1995 have reduced the share of mercury deposition in the United States attributable to U.S. sources. The MRC estimates contain considerable uncertainty. Most importantly, there are uncertainties in the emissions inventory used for this modeling, including the mass of emissions from many sources, including natural sources. Moreover, the species of mercury emitted by most sources is highly uncertain; this issue is significant because ionic mercury emissions are expected to contribute substantially more deposition in the United States would an equal amount of elemental mercury emissions. Elemental mercury emissions have a greater impact on the global mercury pool. Another means of assessing the relative contribution of U.S. sources to deposition in the United States makes use of actual environmental measurements. This approach compares levels of (and changes in) mercury deposition in remote areas, primarily influenced by deposition from the global pool of mercury, with deposition in areas closer to major sources of mercury emissions. One such study, using comparison of sediment cores from lakes in Minnesota and Alaska, concluded that roughly 40 percent of mercury deposition in the upper Midwest is attributable to U.S. anthropogenic sources, with the remainder divided approximately equally between natural emissions and global anthropogenic sources. This study noted that the importance of U.S. anthropogenic sources is likely declining, while global anthropogenic sources are contributing increasing amounts of mercury deposition.(11) At the state, federal, and international levels, numerous efforts are underway to curtail mercury releases into the environment. To understand what options are available to reduce mercury use and release we must first answer three basic questions:
The objective of this background paper is to provide a context for understanding the full range of mercury sources and existing regulations that affect mercury use and release. From this information, we will be able to understand the extent to which existing regulations encourage a reduction in mercury use and release, and identify other opportunities--including regulatory and non-regulatory programs--that might hasten the pace of reductions. Table 1 provides an overview of the material covered in this background section.
II. What Are the Sources of Mercury? Mercury enters the atmosphere through the mobilization or release of geologically bound mercury by natural processes and human activities. Mercury is also re-emitted to the atmosphere by biological and geological processes drawing on a pool of mercury that was deposited to the earth's surface after initial mobilization by either human or natural activities.(12) This report focuses on anthropogenic sources of mercury. This report divides U.S. anthropogenic mercury sources into two broad groups, based on these two different roles of mercury: is mercury intentionally used or is it incidentally released? In addition to U.S. anthropogenic sources, the Great Lakes receive mercury deposition as the result of inputs from the global reservoir of atmospheric mercury emitted by natural sources and global anthropogenic sources. Table 2 details the categories of mercury sources used in this report. Intentional Use: When mercury is used intentionally as an input in production processes or consumer products, three distinct but inter-related types of activities contribute to mercury releases. Activities in this category include:
These activities, especially waste disposal, release mercury into the environment. Because the quantity of mercury used directly influences a significant amount of the mercury ultimately released into the environment, several leverage points are potentially available to reduce mercury releases. The price and supply of mercury, the feasibility of recycling, the availability of alternative inputs or processes, and the structure of existing regulations all contribute to a company's decision to use mercury in their production processes or products. Incidental Release: Incidentally released mercury comes from three categories of sources:
These activities, particularly coal combustion, contribute a large portion of overall mercury air emissions. In many countries, copper, lead and zinc smelting are also large mercury emitters. However, because these processes do not rely on mercury, their mercury emissions are not influenced by the costs associated with using mercury. They are affected only by regulatory costs associated with releasing mercury. Therefore, the opportunities for reducing mercury releases from these sources will differ from those for sources that rely on mercury for some aspect of their business.
The source categories used throughout this report are, for the most part, consistent with sources identified in recently released reports that track mercury use and emissions, specifically the U.S. Geological Survey Minerals Yearbook and the Mineral Commodity Summary (formerly the Bureau of Mines Mineral Industry Surveys), the USEPA 1997 Mercury Study Report to Congress, and the USEPA 1990 Emissions Inventory of Forty Potential §112(k) Pollutants under the Clean Air Act Amendments of 1990 (§112(n)(1)(B)). By using similar source categories, we can combine information on mercury use and emissions trends at a national level with an overview of existing regulations. Influx from the Global Mercury Reservoir: According to the MRC, a computer simulation of long-range transport of mercury suggests that 35 tons of mercury from the global reservoir is deposited in the continental United States annually.(13) While some of the mercury in the global reservoir has been mobilized by natural processes, human activity is responsible for several-fold increases in the total atmospheric mercury burden over the last two hundred years. These increases have raised atmospheric deposition rates, even in areas far from mercury sources, and make mercury emissions an international policy issue. According to the MRC computer simulation, U.S. sources add roughly three times more mercury to the global reservoir annually than is deposited from the global reservoir to the continental United States. Other nations will therefore look to reduce U.S. emissions. Over the last decade, however, the United States has both drastically reduced the use of mercury in products and manufacturing processes, and passed regulations that will limit mercury emissions from waste combustion (see Table 14: Actual and Projected Mercury Emissions). The United States has an interest in encouraging other nations to make similar reductions. Domestic regulation of mercury releases will therefore reduce U.S. mercury levels more effectively if it helps encourage international efforts to control mercury releases abroad. Appendix A includes a detailed "use tree" of mercury sources.
A. U.S. Anthropogenic Mercury Emissions Inventory Note: the following information about the mercury emissions inventory, while based on official USEPA estimates, differs from these estimates in some details. This is preliminary information that has not been fully reviewed within USEPA, and should not be considered an official USEPA emissions inventory. These estimates are likely to be revised in the final version of this report, particularly after release of the 1996 National Toxics Inventory. Estimated anthropogenic mercury emissions in the United States during 1994/95 were 149 tons per year, a 25 percent reduction from 1990 estimated emissions. Table 3 summarizes mercury emissions in 1990 and 1994/95, based primarily on two mercury emissions inventories prepared by USEPA--the 1990 inventory, published in 1999 under Section 112k of the Clean Air Act, and the 1994/1995 inventory, which was published in 1997 in the Mercury Report to Congress. The figures reported here reflect some adjustments to the inventories as published by USEPA.(14) Source sectors are listed in order of 1994/95 emissions mass.
Coal-fired utility boilers are the largest source category, accounting for
approximately one-quarter of emissions in 1990 and one-third of emissions in
1994/95. Medical waste incinerators drop from approximately one-quarter of 1990
emissions to one-tenth of the 1994/95 emissions, while municipal waste
combustors are approximately one-fifth of emissions in both 1990 and 1994/95.
There are significant uncertainties in many of the emissions estimates. For instance, emissions from the most significant emissions source within the chlorine production sector, the chlor-alkali mercury cell room, are not directly measured but rather are based on emission factors developed during the 1970s. Mobile source emissions estimates were developed recently, but are based on a small number of emissions tests. In general, few categories in the 112k and MRC inventories in have estimates developed from a true "bottom-up" basis, that is, estimates developed specifically for individual sources and then summed to obtain a national total. Instead, both reports adopt "top-down" emissions estimate techniques. For example, the MRC used an emission factor-based approach to develop both facility-specific and nationwide emissions estimates. This approach requires an estimate of the ratio of the mass of mercury emitted to a measure of source activity, such as total heat input for fossil fuel combustion. Using this ratio, called the "emission factor," and an estimate of the annual nationwide activity level for each source, the report generates a national emissions estimate for that source activity. Emission factors reflect the 'typical control' achieved by the air pollution control measures applied across the population of sources within a source category. The emission factor-based approach does not generate exact emission estimates. Uncertainties are introduced in the estimation of emission factors, control efficiencies, and the activity level measures.(15) Moreover, at least two potentially significant sources are missing from the 112k and Report to Congress inventoriesBuse of iron and steel scrap and solid waste processing and transport. Using emission estimates developed for these categories in Section II, 3, B, would make total emissions for 1995 176 tons, a 27 percent decrease from 1990 [see Table 4]. These estimates are highly uncertain.
The inventory can be divided between emissions related to intentional use of mercury and emissions related to use of fuels or materials that contain trace amounts of mercury.(16) Taking just those sources that account for more than one ton of mercury emissions per year in 1994/95, sources that result from intentional mercury use are: municipal waste combustors, medical waste incinerators, chlorine production, hazardous waste incineration, sewage sludge incineration, land breakage, and general laboratory activities. Emissions from these sources added to 63.4 tons annually in 1994/95. If the estimates for use of steel scrap and solid waste processing and transport are added, emissions related to deliberate use add to 91.4 tons per year. Incidental release sources greater than one ton in 1994/95 are: coal-fired utility boilers, non-road and on-road mobile sources, Portland cement production, industrial boilers, pulp and paper production, animal cremation (though these emissions may be partly the result of deliberate use as well), petroleum refineries, geothermal power, distillate oil combustion for residential heating, and commercial/institutional heating. These sources added to 79.1 tons annually in 1994/95. The source categories that emit the most mercury nationally are likely the biggest emitters in the Great Lakes region as well, with some differences. The Great Lakes States account for 29 percent of U.S. population, but 36 percent of estimated mercury emissions from electric utilities,(17) likely as the result of greater coal use by Midwestern utilities than the national average. Two mercury cell chlor-alkali facilities in the Great Lakes basin account for 19 percent of chlorine production capacity among the 12 mercury cell facilities nationwide. Some sources that are not significant in the national inventory are important in the Great Lakes Region; for instance, the only taconite production in the United States occurs in Minnesota and Michigan, and accounts for roughly half a ton of estimated mercury emissions annually.
This section provides a brief overview of the three stages of the mercury life cycle that contribute to mercury releases as a result of intentional mercury use: 1) production; 2) use; and 3) disposal. Most releases come during the disposal stage, but the production and use stages provide potential intervention points to influence the amount of mercury ultimately released in the disposal stage. 1) Production or Supply of Mercury The mercury available for use in the United States comes from five main sources: 1) Primary mercury production; 2) Secondary mercury production (mercury recovery); 3) Mercury compound production; 4) Government stocks; and 5) Imports. Table 8 illustrates the relative contributions of these sources to the United States mercury supply.
Mercury is used in industries worldwide because of its distinctive properties. It conducts electricity, acts as a biocide, is useful in the measurement of temperature and pressure, and forms alloys with almost all other metals. With these and other properties, mercury plays an important role in several industrial sectors. Table 9 shows the trends in domestic mercury use since 1980, and the relative amounts of mercury used in the following industrial categories: Chemical and Allied Products; Electrical and Electronic Uses; and Instruments and Related Products. Mercury use in the United States declined 79 percent between 1980 and 1995, from 2231 tons per year to 480 tons per year. From 1995 to 1997 mercury use declined a further 21 percent to 381 tons per year. The most significant changes in reported mercury consumption are the dramatic reduction in mercury used in paints, and especially in batteries. In addition, there have been significant reductions in the 1980s and 1990s in use of mercury in laboratories, wiring devices and switches, and measuring and control instruments. Public pressure has also driven manufacturers to seek alternatives to non-essential mercury in their products. For example, public outcry against mercury switches contained in children's light-up sneakers caused the manufacturer to change to a non-mercury switch that accomplishes the same purpose. The manufacturer now provides a toll-free number for customers to request a postage-paid mailer and return the shoes for proper mercury disposal. Table
9: U.S. Industrial Consumption of Refined Mercury Metal, by Use* (tons)
Table 10 lists the primary products that contain mercury in each of the source categories discussed in this section. In addition, Appendix A includes a detailed mercury use tree.
3) Waste Disposal and Recycling Incineration of wastes that contain mercury leads to substantial mercury emissions; mercury releases from other waste disposal pathways are less well characterized, but potentially substantial as well. The Mercury Report to Congress estimates that incineration of municipal waste, medical waste, hazardous wastes and sewage sludge accounted for one-third of mercury emissions, or 54 tons. Incinerator emissions have fallen substantially since 1990, when incinerators accounted for 99 tons of emissions, nearly half of the estimated total. A decline in the amount of mercury in discarded batteries probably accounts for most this decrease, along with other pollution prevention efforts and regulations on incinerators in some states. According to the MRC, mercury emissions from municipal waste combustors (MWCs) will decline in the future for three reasons. First, EPA has issued New Source Performance Standards and guidelines for new and existing MWCs estimated to reduce mercury emissions by about 90 percent from the 1990 baseline. Second, the inlet concentration of mercury in the MWC waste stream is estimated to be half of what it was in 1990, as fewer mercury-containing components such as batteries, thermometers, thermostats, pigments, and paints are entering the municipal solid waste (MSW) stream. Third, some states, led by Florida, New Jersey and Minnesota, have enacted either MWC legislation requiring the use of activated carbon injection, mandatory recycling for or bans on the sale of certain mercury-containing products.(22) Mercury emissions from wastes that are not incinerated, but rather landfilled or recycled, are less well characterized than emissions from incinerators. However, such emissions, from landfills, product breakage, processing, storage and transportation of wastes, and from recycling of metal scrap, could be substantial. The Swedish National Chemicals Inspectorate estimates that 18 percent, or 72 tons, of mercury emissions in Europe are attributable to mercury use in products. Of the emissions attributable to products, 47 tons (66 percent) result from incineration, but an additional 14.5 tons (20 percent) results from recycling of steel scrap; 9.2 tons (13 percent) is emitted by landfills, and 0.8 tons (1 percent) results from breakage of products during use. More than half of these estimated non-incineration emissions result from disposal or recycling of lighting and electrical equipment, with disposal of batteries and measuring and control devices responsible for the remainder. Minnesota Pollution Control Agency (MPCA) has independently arrived at similar conclusions regarding the importance of non-incineration waste disposal and recycling as source of mercury to the environment. MPCA estimates that 2,031 pounds of emissions (44 percent of the total mercury emissions in Minnesota) resulted from purposeful use of mercury in 1995, down from 5,852 pounds (69 percent) in 1990. Most of these emissions occurred during waste disposal.(23) Of the 1995 emissions resulting from purposeful use of mercury, slightly more than half resulted from incineration. Incineration of municipal solid waste, medical waste, hazardous waste, sewage sludge, accounted for 1133 pounds of emissions. This total includes 270 pounds of emissions estimated from on-site household waste incineration, a source not calculated in national estimates and a source that will not be affected by regulation of incinerators. Unlike the Swedish study, MPCA attributed a negligible amount of emissions to landfills, but did estimate 432 pounds of emissions resulting from mercury volatilization during solid waste collection and processing. An additional estimated 166 pounds of emissions resulted from use of metal scrap at a single facility in Minnesota, 83 pounds resulted from fluorescent lamp breakage and 48 pounds resulted from spills and land dumping.(24) MPCA's estimate of 432 pounds of emissions resulting from volatilization during solid waste collection and processing in 1995 represents a 67 percent reduction from estimated 1990 emissions from this category, based on reductions in the mercury content of solid waste. These estimates assume that five percent of mercury in solid waste is volatilized during collection, transportation and mechanical processing. Scaling MPCA's 1990 estimate for this category up to the national level would yield an estimate of approximately 32 tons of emissions annually.(25) Assuming that efforts to reduce the mercury content of solid waste have been three-quarters as successful nationwide as in Minnesota, 1995 emissions would be 16 tons. Thus, even if incinerator emissions were eliminated, disposal and recycling of mercury-containing products would likely remain an important source of mercury releases. The various sources of mercury release resulting from waste disposal and recycling are described in greater detail below. Municipal Solid Waste: Municipal solid wastes are contaminated by a variety of mercury-containing items. A 1992 EPA study found that household batteries were the primary source of mercury to the municipal solid waste stream. Discarded batteries contained an estimated 621 tons of mercury in 1989, more than 85 percent of the total. Another significant source, paint residues, contained an estimated 18 tons of mercury in 1989. Both of these sources, batteries and paints, have been significant reduced as the result of reductions in the mercury content of these products. Reductions in the mercury content of discarded batteries is likely to continue to decline. The remaining significant sources of mercury to municipal solid waste are mercury-containing lamps, fever thermometers, thermostats, and light switches.(26) A 1999 study by the Florida Department of Environmental Protection found that in 1995, batteries were still the largest source of mercury to the solid waste stream, followed by mercury devices (switches, thermometers, and thermostats) and lighting, with a total of 12 tons of mercury discarded in Florida. By 2000, however, mercury discards to municipal solid waste are projected to decline to less than six tons per year, with mercury devices accounting for more than half of the total remaining and batteries declining from more than seven tons of mercury in 1995 to less than two tons in 2000.(27) Incineration of municipal solid waste accounted for 30 tons of mercury emissions in 1995, down from 42 tons in 1990. Mercury is less likely to reach the environment if it is landfilled than if it is incinerated, since incineration causes mercury to volatilize while landfilling can immobilize significant amounts of mercury. However, only about 15 percent of municipal solid waste is incinerated; most of the remainder is landfilled. The Mercury Report to Congress estimates that landfills emit 0.074 tons of mercury annually, based on measurements of mercury in landfill gas. However, a recent Oak Ridge National Laboratory (ORNL) study of landfills in Florida indicates that the working face of the landfill may be more important than landfill gas as a source of mercury emissions. While most of the mercury buried within the landfill may be immobilized, operations on the working face lead to emissions as mercury-containing devices break. Moreover, the study found that emissions of landfill gas may include highly toxic organic mercury, as the result of reactions that take place within the landfill.(28) Disposal of mercury-containing wastes leads to mercury emissions from waste storage, transport and processing, as well as from landfills. The ORNL landfill study in Florida found that waste transfer stations, dumpsters, and garbage trucks are potentially also sources of mercury emissions. The Mercury Report to Congress estimates that breakage of mercury lamps (primarily during disposal) cause 1.5 tons of emissions annually, but no estimates are provided for other mercury containing products, such as thermometers and thermostats. Medical Waste: Medical waste contains much higher concentrations of mercury than municipal solid wastes as the result of the disposal of thermometers and other mercury-containing medical devices, and the use of mercury in medicines and laboratory chemicals. Incineration of medical waste accounted for an estimated 16 tons of emissions in 1995, down from 50 tons in 1990. While most medical waste is incinerated, mercury emissions can occur during the transport and processing of waste prior to incineration. Ongoing efforts to implement pollution prevention at medical facilities, for instance through the American Hospital Association-USEPA Memorandum of Understanding, will help reduce both these sources of emissions. Scrap Metal: Recycling of scrap metal leads to emissions from scrap processing and from metal production, if the scrap is contaminated by mercury devices contained in autos, appliances, and scrapped industrial equipment. The New Jersey Department of Environmental Protection estimates 719 lbs/year emissions from three sources (one electric arc steel furnace and two iron foundry cupolas), based on stack tests. Contamination of iron and steel scrap with mercury-containing devices is the most likely cause of these emissions. Assuming that mercury in scrap is the sole source of the emissions and that the New Jersey facilities are representative, an estimate of mercury emissions nationwide from iron and steel production can be derived. Depending on the New Jersey facility that this estimate is based on, emissions are between 7 tons and 18 tons annually, with a central estimate of about 12.5 tons. These estimates are strikingly similar to the Swedish National Chemical Inspectorate's estimate of 14 tons of annual emissions resulting from steel scrap in Europe. They are also in accord with a mass balance approach -- roughly 10 tons of mercury were used in autos annually, until recent years,(29) and more than one ton is used annually in white goods. Scrapped industrial equipment contains additional mercury. While additional testing is needed in order to develop a more certain emissions estimate, emissions at these levels would be a significant addition to the estimated 0.25 tons from "blast furnaces and steel mills" in the 1990 112k emissions inventory, based on Toxics Release Inventory reporting (the Report to Congress makes no estimate for this sector). The amount of mercury emitted from scrap metal smelting is likely to decline as U.S. automakers reduce the use of mercury switches in their vehicles (see Section IV, "Voluntary Initiatives and Non-Regulatory Approaches to Mercury Reduction" ). Additional reductions could be achieved by programs to remove mercury switches from existing autos. Demolition Debris: Demolition debris is another potential source of mercury. Buildings are equipped with numerous mercury-containing devices, such as thermostats and fluorescent lamps. If these devices are not removed prior to demolition, emissions can result as these devices are broken. There are no estimates available of mercury emissions from this source. Hazardous Wastes: USEPA has established six different categories of mercury-containing hazardous waste: D009 Wastes--Characteristic Mercury Wastes; K071 Wastes--Brine purification muds from the mercury cell process in chlorine production, where separately prepurified brine is not used; K106 Wastes--Wastewater treatment sludge from the mercury cell process in chlorine production; P065 Wastes--Mercury fulminate; P092 Wastes--Phenylmercury acetate; U151 Wastes--Mercury. These wastes are described in greater detail in Appendix H. Disposal of these wastes depends on mercury content and the presence of hazardous organic wastes. Wastes with mercury content higher than 260 ppm must be roasted or retorted (yielding mercury for recycling), and if organics are present, they must be incinerated. Incineration of hazardous wastes at cement kilns, hazardous waste incinerators and lightweight aggregate kilns caused emissions of an estimated 6.6 tons of mercury in 1997. Retort units released an estimated 0.4 tons of mercury in 1995. Water Releases: Mercury enters directly into water and wastewater from a number of small, diffuse sources. Landfills leach mercury which is carried by runoff into water systems. Homes, small laboratories, medical offices and clinics, and commercial/industrial sites dispose of mercury-containing products such as reagents, cleaning solutions, and medicines, and clean-up from small spills and broken products such as thermometers, directly down the drain. These discharges are not monitored, and usually end up in water treatment plants. Some of the mercury discharged to water treatment plants ends up in sewage sludge. Incineration of sewage sludge accounted for an estimated 1.0 ton of emissions in 1995. Table 11: Products that May Contain Mercury
Table 2 lists the different types of waste disposal sources. Appendix B provides details on the mercury-specific regulations for waste disposal sources. Note that cement kilns are not listed as a waste disposal source. However, cement kilns, used frequently as a waste disposal option, may burn hazardous wastes as a fuel source. Mercury may accumulate in the cement kiln dust. Metals emissions from cement kilns, which are regulated under EPA's interim standards for boilers and industrial furnaces (BIFs), are currently under review.
Electricity-generating utility boilers contribute a large portion of the overall U.S. atmospheric mercury emissions due to the presence of mercury in fuel, especially coal. Utility boilers accounted for 34 percent of 1995 emissions. Although currently unregulated for mercury emissions, they were the subject of intensive study under a separate Utility Study mandated by the 1990 Clean Air Act amendments (§112(n)(1)(A)). Use of coal at electric utilities is expected to rise over the next several years; these increases might be partly offset (even in the absence of controls specifically targeting mercury) by reductions that occur as a by-product of installing scrubbers to control sulfur emissions. An improved mercury inventory for coal-fired utility boilers is being developed through collaborative efforts of the Department of Energy Federal Energy Technology Center (DOE/FETC), the Electric Power Research Institute (EPRI), and the utility industry (USSR, final, p.5). In November 1998, EPA issued a Information Collection Request for mercury-in-coal data from each coal-fired utility in the U.S. and additional speciated mercury emissions data from a subset of these coal-fired utilities, as a possible basis for developing regulations for coal-fired utility boilers. Data collection will be completed by the end of 1999. Commercial, industrial, and residential boilers also contribute to mercury emissions, primarily as a result of coal combustion. In 1995, emissions from these sources totaled about 2.5 tons. Coal combustion in these sectors is declining. Mercury emissions also result from the consumption of fuel, primarily diesel. The Mercury Report to Congress omitted mobile sources of mercury emissions as too difficult to calculate. The 1990 112(k) emissions inventory, however, listed mobile sources including on-road vehicles, non-road vehicles and equipment as responsible for 11.13 tons per year, or 5.74 percent of the 1990 national total. Mercury is emitted from numerous manufacturing processes that use raw materials containing mercury as a trace element. A list of these sources is included in Table 2, and Appendices A and B describe these sources in greater detail. The Mercury Report to Congress estimated that Portland cement manufacturing emitted about 4.8 tons in 1995, or three percent of the national total. Other processes such as pulp and paper manufacturing, copper, lead, and zinc smelting, and petroleum refining also emit mercury.
D. Influx from the Global Mercury Reservoir The Mercury Report to Congress estimates that about 35 tons of mercury from the global reservoir is deposited each year into the lower 48 states. Much of this mercury is mobilized by anthropogenic sources outside of the United States (the U.S. contributes an estimated 3 percent of total global emissions, natural and anthropogenic). Consequently, there could be considerable benefit to the U.S. environment from international controls on the mercury content of products, from international restrictions on the improper disposal of mercury products, and from international controls on mercury emissions. Domestic controls on the mercury content of products will not only limit emissions from domestic incinerators, but will also reduce the export of mercury-containing products to countries where incinerator mercury emissions are not controlled.
III. How is Mercury Regulated? Mercury releases are regulated under numerous statutes, under the jurisdiction of multiple agencies. The Environmental Protection Agency (EPA) regulates mercury in pesticides, and mercury releases into the environment through air, water, and land disposal limits. The Food and Drug Administration (FDA) regulates mercury in cosmetics, food, and dental products. The Occupational Safety and Health Administration (OSHA) regulates mercury exposures in the workplace. In addition to regulations governing mercury release, there are regulations limiting the use of mercury. Application of most of these regulations depends on the type and/or the size of the mercury source. Existing regulations have encouraged a dramatic decline in mercury use, and have begun to lead to reductions in releases as well. New MACT (Maximum Available Control Technology) Standards are expected to result in further drops in mercury releases (see Table 14: Actual and Projected Mercury Emissions). Mercury has begun to command more public concern, leading to additional regulatory and voluntary efforts to reduce mercury, particularly in states that have identified local fish contamination problems. This section describes the federal regulations that affect mercury use and release. We have provided tables that describe how existing mercury regulations apply to mercury-containing products and sources that use and/or release mercury. From this information, we can identify the extent to which individual mercury sources are covered--or not covered--by existing regulations, and the opportunities that might exist to encourage additional reductions in mercury use and release. Table 12 illustrates the different categories of mercury regulations used in this report, and the applicable statutes or regulations for each category. Table 15 shows the federal environmental management standards for mercury. Table 13 shows the tariff schedule for mercury and mercury-containing products. Table 16 summarizes the potential changes in mercury regulation. Table 14 lists projected impacts of national regulations on mercury emissions for selected source categories. At the end of the report, Appendix B provides a detailed description of mercury sources and specific release regulations; Appendix C describes the regulations affecting mercury products; and Appendix D lists examples of State mercury controls; Appendix E describes Federal mercury regulations; and Appendix F describes voluntary programs and initiatives that target mercury. Appendix H describes RCRA waste categories for mercury.
A. Types of Mercury Regulations To understand how existing mercury regulations influence the full spectrum of economic activities that involve mercury, it is helpful first to distinguish between regulations that have a direct effect on sources from those that have an indirect effect on sources. Use- or release-related regulations have a direct effect on sources that use mercury or release mercury into the environment. These regulations specify, for individual mercury sources, the amounts or concentrations that can be released to the environment, and the ways mercury may be used, transported, and disposed, all which influence the costs associated with using or releasing mercury. This paper is concerned primarily with the structure of use- or release-related regulations and the extent to which existing regulations encourage pollution prevention. Table 12: Mercury Regulatory Overview
Environmental management standards, on the other hand, have an indirect effect on individual sources. Environmental standards are numeric criteria that specify a maximum acceptable mercury concentration for different media, based on scientific or risk-based criteria. For instance, mercury standards exist for water, sludge, fish tissue, drinking water, and several other media. These standards provide a yardstick against which to measure the effectiveness of mercury release regulations. In contrast to use- and release-related regulations which apply directly to individual sources, environmental standards remain independent of specific sources, although source standards may be connected to environmental standards. For example, where a water point source is not subject to a technology-based standard, water discharge levels are determined by the impact a given discharge level will have on ambient water quality, and thus derive from those ambient water quality standards. Where mixing zones are being phased out, as in the Great Lakes, discharge standards will become the same as water quality standards. However, environmental standards exert an important effect on sources that release mercury to any media. For instance, sewage treatment plants must ensure that the mercury content of their sludge remains below the mercury concentration specified for land application. Even absent a specific mercury effluent limit, the POTW must still work with its dischargers to minimize mercury content in their discharges to the treatment plant. Reporting requirements, such as the Toxics Release Inventory (TRI) and EPA Requests for Information, enhance public awareness of mercury releases and aid in the crafting of regulations. Reporting data help EPA identify both sources for potential regulation and industries and sectors that could benefit from pollution prevention and compliance assistance.
Regulations associated with mercury use in commerce impose costs, conditions, and/or restrictions on obtaining, selling, using, or transporting mercury. We have used the following categories to describe mercury use regulations: 1) commerce-related regulations such as taxes and transportation requirements; 2) product-related restrictions; 3) reporting requirements; and 4) human exposure to mercury. Mercury use regulations affect only those facilities that use mercury as an input. They do not affect those sources that release mercury incidentally as a by-product. For each statute, we describe the mercury-specific information, the type of regulatory mechanism used, and any potential changes to the current regulatory status. Provisions of several statutes regulate different aspects of mercury in commerce. Excise taxes and import taxes directly affect the cost of using mercury as an input in manufacturing processes; regulations governing mercury sales from the National Defense Stockpile influence the amount of mercury available for purchase; and transportation requirements impose restrictions on mercury transport.
Excise Tax: Internal Revenue Code of 1986 (26 USCA §4661)
Regulatory Mechanism: Potential changes Import Tax: Harmonized Tariff Schedule of the United States
: Strategic and Critical Materials Stockpile Act (50 USCA §98)
1.b. Transporting Mercury Transportation: The Hazardous Materials Transportation Act
Regulatory mechanism Potential changes 1.c. Using Mercury Mercury Information: Minnesota has a use-restriction law providing that mercury sold in the state will be used only for medical, dental, instructional, research, or manufacturing purposes. Sellers must provide buyers with a material safety data sheet and require the buyer to sign a statement committing to proper use and disposal.
Mercury-containing products are regulated in several different ways. At a federal level, mercury product regulation has generally centered around health-based reasons to eliminate mercury from products, using the Federal Insecticide, Fungicide, and Rodenticide Act (FIFRA) and the Federal Food, Drug, and Cosmetic Act (FFDCA) regulations. In recent years, many states have taken a different approach. Restrictions on mercury-containing products, once used sparingly by the federal government, are increasing rapidly at the state level. States are beginning to address the environmental contamination associated with disposal of mercury-containing products, and some have banned the sales of certain products that contain mercury (e.g., toys and shoes), limit the content of mercury in other products (e.g., batteries and packaging), and impose recycling requirements and disposal restrictions on mercury-containing products. At present, mercury product laws represent a patchwork of regulations that vary by state. Appendices C and D describe each of these regulations in more detail. Appendix E shows federal mercury product legislation. At a federal level, three statutes have been used to limit mercury content or curtail mercury use in specific products. Statute: Federal Insecticide, Fungicide and Rodenticide Act (FIFRA)
Regulatory Mechanism Potential changes Statute: Mercury-Containing and Rechargeable Battery Management Act This law, enacted in 1996, phases out the use of mercury in batteries and provides for the efficient and cost-effective collection and recycling or proper disposal of used nickel cadmium batteries, small sealed lead-acid batteries, and certain other batteries. Title II prohibits the sale of 1) alkaline-manganese batteries containing mercury (alkaline-manganese button cell batteries are limited to 25mg mercury per button cell), 2) zinc-carbon batteries containing mercury, 3) button-cell mercuric-oxide batteries for use in the US, and 4) any mercuric-oxide battery unless the manufacturer identifies a collection site that has all required federal, State, and local government approvals, to which persons may send batteries for recycling and disposal (MRC II, 4-21). The Act contains labeling requirements and encourages voluntary industry programs by eliminating barriers to funding the collection and recycling or proper disposal of used rechargeable batteries. The Act also grants the States the authority to add other batteries to the recycling program. This federal law followed the lead of several states that passed legislation in the early 1990s limiting the mercury content of batteries.
Mercury use reporting is seldom required under the existing regulatory framework. Most reporting requirements track mercury releases, and are discussed separately in the "Mercury Release" section that follows. At a federal level, only facilities that exceed threshold planning quantities for mercury under SARA Title III regulations must report that quantity to their local emergency planning commission. This program is included under "Releases," because it is geared toward spill prevention, rather than use. EPA is currently considering a chemical use inventory, which would track the quantities of chemicals used at individual facilities. Currently, only Michigan has regulations that specifically require facilities to report the quantities of chemicals used. Under the Part 9 rules of Act 245, Michigan's water pollution control act, businesses that use any substance listed on the "Critical Materials Registry" must report the quantities of each substance used and released. Mercury is included the Critical Materials Registry. The state uses this information to assist in permit development and compliance in its water program.
Statute: Federal Food, Drug, and Cosmetic Act (FFDCA)
In eye-area cosmetics or ointments, mercury use as a preservative or antimicrobial is limited to 60ppm (21 CFR 700.13). Yellow mercuric oxide is not recognized as a safe and effective ophthalmic anti-infective ingredient. [and therefore what? It can't be used? Use isn't advised?] The FDA also regulates dental amalgam under FFDCA. Dental mercury is classified as a Class I medical device, with extensive safety regulations on its use. Dental amalgam alloy is classified as a Class II device, subject to additional special controls. Regulatory Mechanism Potential Changes Statute: Food and Drug Administration Modernization Act
Regulatory Mechanism: Potential Changes: Statute: Occupational Safety and Health Act
Workplace standards may influence the types of processes used at a facility. For instance, when OSHA tightens its standards for a particular substance, it may force users of that substance to modify their processes or eliminate use of that substance entirely in order to meet these new standards. Regulatory Mechanism(s) Environmental Standards Specific Sources covered Potential Changes Other Exposure Guidelines: The Agency for Toxic Substances and Disease Registry (ATSDR) evaluates exposure levels for hazardous substances at superfund sites under CERCLA. ATSDR endorses a lifetime acceptable daily exposure level for methylmercury exposure of 0.3 micrograms per kilogram of body weight per day. EPA's reference dose is three times lower, at 0.1 micrograms per kilogram of body weight per day. The reference dose is an estimate of the maximum daily exposure level over a lifetime in which no appreciable risks are expected. Although these levels do not directly change regulatory requirements, they may cause agencies that evaluate mercury exposure levels to re-evaluate existing regulatory standards. To help resolve the issue of acceptable levels of risk for methylmercury, the US Congress has directed the National Research Council's National Academy of Science to complete a report by mid-2000.
C. Mercury Release Regulations This section describes regulations that affect mercury release into air and water, as well as waste disposal, and requirements for public disclosure of releases (e.g., TRI reporting). Specific statutes--at a federal and/or state level--regulate mercury in each of these different categories. Appendix B shows the specific mercury release regulations that apply to each mercury source. The Clean Air Act (CAA), Clean Water Act (CWA), and the Resource Recovery and Conservation Act (RCRA) all operate differently, and impose different thresholds that influence the extent to which mercury releases are covered. In addition, states have the flexibility to impose site- specific mercury regulations on individual sources. With the exception of the Toxic Chemical Release Inventory (TRI), which specifically requires facilities to report chemical releases into all media, programs that require mercury release reporting are incorporated into broader regulatory programs. The following information is provided for each statute discussed: the principal provisions that affect mercury releases; the specific sources regulated; the threshold that triggers coverage; the regulatory mechanism(s) used; environmental standards included in the statute; potential changes to existing regulations; and other relevant statutes that may provide similar information. Statute: Clean Air Act Principal Provisions That Affect Mercury Releases: Mercury and mercury compounds are considered Hazardous Air Pollutants (HAPs) under the Clean Air Act. EPA established National Emission Standards for Hazardous Air Pollutants (NESHAPs) for mercury emissions based on risk under the pre-1990 version of the Clean Air Act. These NESHAPS cover three source categories: ore processing facilities, mercury cell chlor-alkali plants, and sewage sludge driers (40 CFR 61, Subpart E). Under the Clean Air Act Amendments of 1990 EPA regulates Hazardous Air Pollutant Emissions by source categories using maximum achievable control technology (MACT) standards for each "major source" in any listed source category. Major sources are defined as those sources that release 10 tons per year of any HAP, or 25 tons per year in total HAP emissions. Mercury releases alone are unlikely to trigger the major source definition. For instance, Wisconsin's 1994 air point source inventory showed the highest mercury release at 1000 pounds, well below a 10 ton (20,000 pound) threshold for major sources. However, EPA may set lesser quantity cutoffs, which would redefine the level at which a facility would be defined as a major source. A MACT standard is defined based on an analysis of existing control technology among the best-controlled sources in a given source category. New sources must be as well controlled as the Abest controlled similar source,@ while existing sources must be at least as well controlled as the best-performing 12 percent of existing sources. Thus, the extent to which MACT standards influence mercury release levels varies with the source category--if mercury controls are not currently in use for a particular source, they will not necessarily be part of a defined MACT standard. However, EPA does have the authority under the Clean Air Act to go beyond existing technology and consider a "health threshold" in setting emissions standards (§112(d)(4)), or to revise existing MACT standards "in order to provide an ample margin of safety to protect public health" (§112(f)). Table 14 shows projections for year 2006 emissions for all source sectors that emit more than an estimated two tons of mercury in 1995. For these source sectors, 2006 emissions are projected to be 86 tons, a 34 percent reduction from 1995 and a 51 percent reduction from 1990. These reductions are primarily the result of MACT standards, particularly those governing municipal waste combustors (MWC), medical waste incinerators (MWI), and Hazardous Waste Combustors (HWCs). Emissions from electric utilities are projected to increase, and emissions from chlorine production are projected to decline as a result of that industry's commitment to voluntary mercury reduction. The Binational Toxics Strategy has set a challenge of 50 percent reduction in mercury releases by 2006, from a 1990 baseline. In order to achieve a 50 percent reduction in total mercury emissions from 1990 levels, it will be necessary to find an additional six tons of reductions, either from the projected emissions for sectors emitting more than two tons, or from the estimated 19 tons of emissions in 1995 from sectors emitting less than two tons each. Under the Title V Operating Permits program, states may impose emissions fees up to $25/ton of emissions for all chemicals. Facilities releasing mercury are subject to this fee for their mercury emissions. Without a differential fee structure, the fee alone is not likely to be high enough to spur reductions in mercury emissions. For instance, Wisconsin's largest source of mercury air emissions, would only pay $15.90 for its mercury releases (.63 ton @ $25/ton). Specific Sources Covered: Significant mercury-emitting sectors covered by a NESHAP or MACT standard are listed below.
Medical Waste Incinerators Mercury Cell Chlor-alkali Plants; Ore Processing Facilities Hazardous Waste Combustors Portland Cement Plants Sewage Sludge Incinerators Pulp and Paper Mills: Threshold that triggers coverage: Listed source category for NESHAPs (no numeric thresholds); MACT thresholds are 10 tons per year of any HAP, or 25 tons per year in total HAP emissions. Regulatory mechanism(s): emissions limits, emissions fees, permits, monitoring, operating requirements (which may include pollution prevention), reporting. Environmental Standards: No federal ambient air mercury standards Potential Changes: The 1990 Clean Air Act amendments single out mercury for additional study--and potential future regulations--especially with regards to coal-burning electric utilities.
Industrial Combustion Coordinated Rulemaking: Chlorine Production Facilities Rule Industrial/Commercial Waste Incineration Rule: NESHAP Reporting Requirements Municipal Solid Waste Landfill Rule: Mobile Sources Great Waters Program Other Relevant Statutes: Mercury air releases are listed in a facility's TRI report, provided the facility meets the TRI threshold reporting requirements. RCRA regulations cover emissions from hazardous waste combustion, and boilers and industrial furnaces. Existing regulations do not include specify mercury standards.
2) Mercury Discharges to Water Statute: Clean Water Act Principal Provisions that Affect Mercury Releases: Mercury is listed as a toxic pollutant under §307(a) of the Clean Water Act. For mercury discharges, Clean Water Act regulations specify technology-based effluent limits for classes and categories of industries (see 40 CFR 401, 403, Appendix B), and describes the circumstances in which states may require effluent limits or monitoring requirements more stringent than technology-based standards . States may also set water quality standards for pollutants including mercury. The Clean Water Act relies on a permit system, known as the National Pollutant Discharge Elimination System (NPDES) to regulate direct discharges to surface water bodies. Facilities are assigned a specific mercury discharge limit, and/or are required to monitor their discharge for mercury. Facilities report actual discharge levels in Discharge Monitoring Reports (DMRs), which serve as the basis for determining compliance. Pretreatment standards regulate industries that discharge into a publicly owned treatment plant (POTW) instead of discharging directly into a receiving water body. Regulations list industrial categories subject to national categorical pretreatment standards for new and existing facilities that discharge into treatment plants. POTWs with approved pretreatment programs may set permit limits and conduct inspections of industrial users. Facilities that do not have specific pretreatment standards for mercury (or other hazardous substances), are supposed to notify the POTW of any hazardous waste discharge that exceeds 100kg per month. Wastestreams from certain manufacturing processes that may involve mercury, such as fluorescent lamps and switchgear, are excluded from categorical pretreatment standards because they are considered dilute. Mercury is included in the list of chemicals eligible for removal credits at a POTW. That is, a POTW may allow a facility to discharge a higher quantity of mercury provided that the POTW meets the applicable mercury standard in its sludge without additional costs. EPA Region 5 Water Division revised its enforcement program for certain chemicals to trigger enforcement investigations earlier than the previous program. Under the Great Lakes Enforcement Strategy, EPA targets violations of daily maximum permit limits. This screening criteria is more stringent than the national definition of significant noncompliance, which targets violations of monthly average limits.
Specific Sources Covered: The Clean Water Act lists technology-based standards for the following industry source categories: Inorganic Chemicals Manufacturing, chlor-alkali subcategory (mercury cell process)(40CFR415.60); Nonferrous Metals category including, primary antimony subcategory (40CFR421.140), secondary mercury subcategory (40CFR421.200), primary precious metals and mercury subcategory (40CFR250); Steam electric power generation (40CFR423--mercury is an Appendix A priority pollutant); Ore Mining and Dressing Category including, mercury ore subcategory (40CFR440.40), copper, lead, zinc subcategory (40CFR440.100), platinum ores subcategory; Pesticide Manufacturing category, metallo organic pesticide chemicals subcategory (40CFR455); Battery Manufacturing category, LeClanche and zinc subcategories (40CFR461.40). However, this list does not limit the types of dischargers that may have mercury effluent limits or monitoring requirements in their NPDES permits. Individual states may impose specific mercury discharge limits and/or monitoring requirements on individual facilities that discharge into water quality-limited water bodies. These state regulations require the use of EPA-approved analytical testing methods (for the purposes of data gathering and compliance monitoring under the Clean Water Act and the Safe Drinking Water Act) by industrial and municipal facilities to analyze chemical and biological components of wastewater, drinking water, sediment, and other environmental samples. In addition, groundwater at hazardous waste treatment, storage, and disposal facilities must be monitored for the presence of mercury (40 CFR 302.4, 264.94). Threshold That Triggers Coverage: No volume or quantity threshold. Regulatory Mechanism(s): effluent limits, effluent fees (WI), permits, operating requirements, control requirements, monitoring/reporting Environmental Standards: Ambient Water Quality Criteria for surface water and organisms; drinking water; sludge. Water Quality Guidance for the Great Lakes System: aquatic life, human health, wildlife. On June 8, 1999 (64 FR 109) EPA issued final approval for Method 1631: Mercury in Water by Oxidation, Purge and Trap, and Cold Vapor Atomic Fluorescence, that can detect mercury at 0.5 ng/L (parts-per-trillion). This detection limit is approximately 400 times lower than the detection limits achieved by other mercury methods previously approved at 40 CFR Part 136. Approval of this method is significant because it will allow stricter enforcement of existing water quality criteria and discharge standards. Older methods had detection limits substantially higher than the criteria in the Final Water Quality Guidance of the Great Lakes System, so that while the criteria were strict, practical ability to enforce these criteria were limited by the measurement method. There are different standards for different uses. For protecting wildlife the standard is 1.3 ng/L while the standard is 1.8 ng/L for protecting human fish consumers. Potential Changes:
Clean Water Action Plan Other Relevant Statutes: Mercury water releases are listed in a facility's Toxic Release Inventory, provided the facility meets the TRI threshold reporting requirements (see discussion under Mercury Reporting Requirement). Michigan also collects information on use and release in its Critical Materials Registry. Statute: Resource Conservation and Recovery Act (RCRA) (see also 40 CFR 261) Principal Provisions That Affect Mercury Disposal: RCRA regulations outline specific classification and disposal requirements for products and wastes that contain mercury. RCRA regulations are waste-specific, not source-specific, and thus may apply to any facility that generates mercury-containing wastes. Waste code identification: Current RCRA regulations classify certain mercury-containing wastes either as "characteristic" wastes or "listed" wastes. Mercury is both a characteristic and a listed waste under RCRA. Six different mercury-containing wastes or discarded chemical products have been listed as hazardous wastes. Additionally, RCRA regulations limit the airborne emission of mercury and other substances from boilers and industrial furnaces, including cement kilns, that burn hazardous wastes. Wastes are considered "characteristic" hazardous wastes if they exhibit any of four specified characteristics: ignitability, corrosivity, reactivity, or toxicity. Ignitability, corrosivity, and reactivity describe general properties of the waste, whereas the toxicity characteristic identifies wastes likely to leach specific toxic constituents into groundwater if managed improperly. Wastes that exhibit concentrations above a specific regulatory level for any of 40 substances, including mercury, are considered hazardous. A specific "D" waste code identifies the contaminant(s) for which a waste exhibits the toxicity characteristic. The regulatory level for mercury is 0.2 mg/l (or 0.2ppm), and the waste code D009, identifies wastes that exceed the toxicity characteristic for mercury (40CFR261.24). Regulations outline the required toxicity characteristic leaching procedure (TCLP) test necessary to determine the concentration of each substance (40CFR261 AppII). "Listed" wastes are specifically identified wastestreams or products that appear on one of three hazardous waste lists in RCRA. Each listed waste is assigned a different waste code. Wastes from non-specific sources such as spent solvents, are assigned an "F" code. Wastes from specific sources are assigned a "K" code. Each of these wastes are listed for a specific substance (40CFR 261.30). Appendix VII of the regulations lists the constituents that caused specific wastestreams to be listed. Commercial chemical products such as manufacturing chemical intermediates, off-specification species, container residues, and spill residues may also be considered hazardous wastes when discarded. Two sublists identify waste codes for commercial chemical products. Chemicals assigned a "P" code are considered acute hazardous wastes when discarded (40CFR261.33 (e)); chemicals assigned a "U" code are toxic chemicals considered hazardous when discarded and are regulated like other listed hazardous wastes (40CFR261.33(f)). The P and U lists are triggered only when the P or U chemical is the sole active ingredient, a commercial product is discarded, or a listed chemical is spilled. These lists do not apply to manufacturing process wastestreams that contain listed chemicals. In addition to the D009 waste code, the following waste codes identify mercury-containing wastes or discarded chemical products:
K071 K106 P065 P092 U151 Disposal Requirements, Including Prohibitions on Land Disposal: RCRA regulations describe specific disposal requirements for individual waste codes. All mercury-bearing wastes (wastewaters and nonwastewaters) are subject to land disposal restrictions. That is, the mercury concentration in these wastes must be below the regulatory concentration level before the wastes may be land-disposed. For some types of waste, the regulations require a specific treatment, such as incineration or thermal treatment. In other cases, only a maximum mercury concentration is required, and any treatment method may be used. As a result of recently imposed land disposal restrictions on chlor alkali wastes (K071 and K106), some facilities are building their own mercury recovery facilities, whereas others are shipping their wastes to Canada or elsewhere for disposal. RCRA regulations also influence product disposal and recycling options for mercury containing products. Discarded products considered hazardous wastes are subject to storage, transportation, and permitting requirements under RCRA subtitle C (hazardous wastes). Currently, batteries and fluorescent lamps are included in a "universal waste rule" that eases RCRA restrictions on hazardous waste management and enables states to set up special collection programs. Universal Waste Rule: EPA issued the universal waste rule (UWR) in 1995. It is designed to reduce the amount of hazardous waste in the municipal solid waste stream, encourage the recycling and proper disposal of some common hazardous wastes, and reduce the regulatory burden on businesses that generate these wastes. Universal wastes are items commonly thrown into the trash by households and small businesses. Although handlers of universal wastes must meet less stringent standards for storing, transporting, and collecting wastes, the waste must comply with full hazardous waste requirements for final recycling, treatment, or disposal. This management structure removes these wastes from municipal landfills and incinerators. In July 1999, EPA added mercury-containing lamps to the UWR, which already covered batteries, thermostats, and pesticides. Requirements for Owners and Operators of Hazardous Waste Land Treatment Facilities: Landfill owners must determine the mercury concentrations in any wastes if food chain crops are grown at the facility. Food chain crops cannot be grown on the treated area of a hazardous waste land treatment facility unless the owner or operator can demonstrate, based on field testing, that any mercury and other specified constituent will not impair the quality of the food grown there (40CFR 265.273 and .276). Hazardous Waste Combustion: RCRA regulates air emissions from hazardous waste combustion and boiler and industrial furnaces (BIFs). Cement kilns, regulated under interim BIF standards, frequently burn hazardous waste as a fuel source. EPA has issued new emission standards for mercury from hazardous waste combustors, and is considering proposing a rule to limit emissions of HAPs for four other source categories (see Section III, C, 1--Mercury Air Emissions). Specific Sources Covered: Any facility that uses mercury may generate waste that exceeds the toxicity characteristic for mercury. Facility operators use best professional judgment to determine whether or not to test their waste specifically for mercury. Mercury-cell chlor-alkali facilities are the only mercury sources that have specifically listed wastestreams (K071, K106). Threshold that triggers coverage: Facilities must meet RCRA hazardous waste quantity thresholds before they are required to report information on their hazardous waste generation and management. Thresholds are based on the total amount of hazardous waste generated at a facility, not on the amount of any one kind of waste (e.g., facilities that generate more than 2,200 pounds per month of hazardous waste are considered large quantity generators; facilities that generates 220 - 2,200 pounds of hazardous waste per month are considered small quantity generators). Therefore, levels of mercury waste alone are not likely to determine whether or not an individual facility is subject to RCRA requirements. Regulatory Mechanisms: disposal restrictions, labeling, control requirements, inspections, planning requirements, operating requirements, permits, reporting Environmental Standards: hazardous waste concentration, groundwater standards Potential Changes:
Other Relevant Statues:
4) Mercury Reporting Requirements Several sections of the Superfund Amendments and Reauthorization Act of 1986 (SARA), which amended CERCLA to address ongoing activities that result in releases of hazardous substances, impose reporting requirements on mercury use, release, and spills. Title III, known as the "Emergency Planning and Community Right-to-Know Act" (EPCRA) establishes emergency release, inventory, and release reporting requirements. The best-known requirement is the Toxics Release Inventory (TRI), which requires facilities in the manufacturing sector (SIC codes 20-39) to report releases to air, water, and land for all listed chemicals, including mercury. Other sections require facilities to report spills of listed substances above a threshold reporting quantity (reportable quantities), and the quantities of chemicals stored above a specified threshold planning quantity. Each of these sections is discussed separately below. Statute: (SARA Title III, §313) Toxic Chemical Release Inventory (TRI)
Mercury and mercury compounds are currently listed under section 313 of EPCRA and reports are received from facilities that manufacture, process, use, release into the environment, or otherwise manage as waste mercury and mercury compounds. These reports are made available to the public through the Toxics Release Inventory (TRI). To date, only a small number of large sources, such as chlor-alkali plants, have been required to report mercury releases. In 1997, the categories of industrial facilities required to report under EPCRA section 313 were expanded to cover, among others, electric utilities, and hazardous waste treatment, storage and disposal (TSD) facilities. Specific Sources covered Threshold that triggers coverage Regulatory Mechanism Potential Changes Other relevant statutes Statute: SARA Title III §302, §304, §311 and §312 (threshold planning quantities and reportable quantities)
Under §311 and §312, facilities that keep hazardous substances on-site in quantities greater than threshold levels must submit a chemical inventory to the state emergency response commission, the local emergency planning commission, and the local fire department (40CFR370). The threshold for mercury (a hazardous substance) is 10,000 pounds, and the threshold for listed mercury compounds is 500 pounds (extremely hazardous substances). Specific Sources Covered Threshold That Triggers Coverage Regulatory Mechanism(s) Environmental Standards Potential Changes Other Relevant Statutes
5) International Agreements and Protocols Mercury's ability to cycle globally poses both a challenge and an opportunity to the U.S. As long as mercury is produced, used and released into the environment in other countries, the U.S. will be on the receiving end of some mercury, thus reducing the overall impact of domestic mercury control measures. The U.S. is participating in bilateral and international fora to encourage the cooperative development and use of relevant scientific and technical information about mercury. These fora include the U.S.-Canada Binational Toxics Strategy, the North American Commission for Environmental Cooperation (CEC) Regional Action Plan on Mercury , and its Sound Management of Chemicals Initiative, the U.N. Economic Commission for the Convention on Long-Range Transboundary Air Pollution (LRTAP) and its legally binding protocol on mercury and other heavy metals, the Organization for Economic Cooperation and Development (OECD) and its programs on heavy metals risk management and the elimination of environmentally adverse economic subsidies, the Arctic Monitoring and Assessment Program (AMAP), and the New England Governors/Eastern Canadian Premiers (NEGT/ECP) Mercury Action Plan. A brief description of each of the various international fora in which the US is addressing mercury is provided below. Binational Toxics Strategy: On April 7, 1997, the United States and Canada signed the Great Lakes Binational Toxics Strategy. The Strategy's purpose is to establish a collaborative process for the achievement of virtual elimination of persistent toxic substances resulting from human activity, particularly those which bioaccumulate, from the Great Lakes basin, so as to protect and ensure the health and integrity of the Great Lakes ecosystem. For mercury, the Strategy sets a U.S. challenge of 50 percent reductions nationwide in the use and release of mercury by 2006, and a Canadian challenge of 90 percent reduction in release of mercury in the Great Lakes basin by 2000.(33) The baseline for the U.S. challenges is the most recent year for which there was an inventory available at the time the Strategy was signed. For the release challenge, the baseline year is 1990; for the use challenge, the baseline is 1995 mercury consumption as estimated by the U.S. Geological Survey. While the purpose of the Strategy is to protect the Great Lakes Basin, implementation of the U.S. challenge requires a national effort to reduce use and air emissions of mercury. The release challenge is national as it applies to air emissions, because mercury emissions have the potential to be transported across the continent. The mercury use challenge is national in scope as well, both because mercury use affects national air emissions and because the import of mercury-containing products into the Great Lakes Basin could lead to local mercury releases. While already-planned regulatory activities are expected to achieve most of the U.S. challenges, the focus of the Binational Toxics Strategy is encouragement of voluntary reductions. EPA and Environment Canada have established a stakeholders workgroup--including industry, States, Tribes, environmental groups and the public--to track progress towards achievement of the challenges and to share information about mercury reduction accomplishments and opportunities. In addition, the Binational Strategy process encourages voluntary mercury reduction commitments: the chlor-alkali industry, the American Hospital Association, and Northwest Indiana steel mills have made such commitments (see section 4). The workgroup has conducted workshops on reduction opportunities for electric utilities and local communities, and is working to share information about reduction opportunities related to schools, autos and thermostats. A Binational Toxics Strategy report on mercury reduction opportunities, based largely on work accomplished by the Great Lakes States in recent years, will be published in 2000. North American Commission for Environmental Cooperation (CEC): The North American Regional Action Plan (NARAP) is one of a number of regional undertakings that stem from the North American agreement on Environmental Cooperation between the governments of Canada, the united Mexican states, and the USA (Parties). The NARAP calls for the develop of regional actions plans for selected persistent and toxic substances as a first priority in the Parties' common desire to address national and regional concerns associated with the sound management of chemicals. Under the CEC Resolution #95-5 mercury was identified as one of the first four chemicals selected for the Sound Management of Chemicals Initiative. The CEC released a draft of the phase II NARAP for Mercury on August 17, 1999, and accepted public comments through October 20. The phase II NARAP will identify actions that the Parties will commit to in order to reduce mercury use and release. LRTAP: In February 1998 the U.S. and other Parties to the U.N. Economic Commission for Europe's Convention on Long-Range Transboundary Air Pollution (LRTAP) concluded negotiations on a legally binding protocol on mercury and other heavy metals. The protocol includes obligations to control mercury emissions from stationary sources and to establish and report mercury emissions inventories. It also contains obligatory and voluntary provisions regarding the use of mercury in products. The U.S signed the LRTAP Heavy Metals Protocol in June 1998 agreeing in principle to this international agreement, however, it is still under review and has not yet been ratified. The U.S. is participating in U.N. ECE LRTAP working groups to resolve some of the uncertainties involving various mercury issues. Arctic Monitoring and Assessment Program (AMAP): AMAP collects information on pollution threats, detects changing conditions and emerging problems, and conducts risk reduction activities. AMAP is performing a study on mercury in the arctic atmosphere. The Protection of the Arctic Marine Environment (PAME) program is drafting a regional action plan for pollution from land-based sources which includes voluntary commitments by Arctic Council members on persistent organic pollutants (POPs) and heavy metals. New England Governors/Eastern Canadian Premiers (NEG/ECP): On June 8, 1998, the New England Governors/Eastern Canadian Premiers signed a resolution, concerning mercury and its impacts on the environment. In addition, the Governors and Premiers adopted the Mercury Action Plan, which has as its regional goal "The virtual elimination of the discharge of anthropogenic mercury into the environment." The NEG/ECP has established a task force, which includes the New England states, the Eastern Canadian Provinces, to coordinate and implement the Mercury Action Plan. The action plan identifies 45 specific actions to reduce mercury emissions. Including emission reduction targets from specific source categories, such as municipal waste combustors, medical waste incinerators, sludge incinerators, utility and non-utility boilers, industrial and area sources and source reduction and safe waste management of mercury.
IV. Voluntary and Non-regulatory Approaches to Mercury Reduction Voluntary programs to encourage and promote the reduction of mercury use and release are an important part of governmental efforts, both at the State and Federal levels. Voluntary initiatives, while not a substitute for regulatory efforts, can complement regulations in important ways. First, voluntary initiatives have the flexibility to reach sources not covered by regulations. Second, they promote achievement of more than regulations require. Third, voluntary initiatives may achieve reductions better, cheaper, and faster, in part because they encourage innovation and create a climate that emphasizes seeking the best way to accomplish a reduction. Finally, voluntary action is an important avenue of involvement for non-profit environmental, community, and other organizations. Michigan's Mercury Pollution Prevention Task Force, a stakeholder group organized by the Michigan Department of Environmental Quality, undertook a comprehensive effort from 1994 through 1996 to identify voluntary actions that could achieve mercury reduction. As a result of this process, several sectors made significant mercury reduction commitments. Most notably, in response to a request from the Task Force, Chrysler, Ford, and General Motors committed to phase out mercury switches from automobiles, starting with the 1997 and 1998 model years, and the American Automobile Manufacturers Association agreed to develop a procedure for removing switches from the existing vehicle fleet.(34) On July 10, 1997, the Chlorine Institute, on behalf of U.S. mercury cell chlor-alkali facilities, committed in 1997 to reduce mercury use 50 percent by 2005 , and to report annually on progress. The second annual report was submitted in May 1999; this report showed a 35 percent reduction below the industry's 160 ton average annual mercury use in the early 1990s, to 104 tons in 1998. USEPA, together with interested State agencies and academic researchers, has been meeting with industry representatives to coordinate projects that will help better to characterize mercury emissions from chlor-alkali facilities. In December 1997, the Thermostat Recycling Corporation (TRC) launched a program to recycle mercury-switch thermostats in nine states. The TRC is a private corporation established by thermostat manufacturers Honeywell, General Electric, and White-Rodgers. Since the program's inception, TRC has recycled 274 pounds of mercury from thermostats. TRC collected and processed more than 110 pounds of mercury in the first six months of 1999. On June 25, 1998, EPA and the American Hospital Association (AHA) signed a memorandum of understanding committing to work together to significantly cut hospital wastes by 2005. The agreement envisions the virtual elimination of mercury-containing hospital wastes and a one-third reduction in total hospital wastes by 2005. On September 15, 1998, three northwest Indiana steel mills, Bethlehem Steel Burns Harbor, Ispat Inland Inc. Indiana Harbor Works, and U.S. Steel Gary Works, signed a voluntary agreement with the Lake Michigan Forum, U.S. Environmental Protection Agency (EPA), and the Indiana Department of Environmental Management (IDEM) to reduce the use of mercury at their facilities. . The companies have completed a report inventorying mercury in equipment, materials, storage, and waste streams (see http://www.lkmichiganforum.org/mercury/index.html); the report found that there are more than 1200 pounds of mercury present at the three plants combined: almost one-half (572 pounds) is contained in equipment, primarily in mercury gauges. The next stage of the project is to develop mercury reduction plans for each facility. Table 15: Environmental Standards for Mercury
Table 16: Potential Changes in Mercury Regulations
Footnotes
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This Page created September 02, 1999 Revised: April 22, 2002 Original URL: http://www.epa.gov/glnpo/bns/ |
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